Rule would ensure all shareholders are paid the same consideration
Dealer fined for violating rules on political contributions
The U.S. Securities and Exchange Commission voted to propose rules that would allow companies to use the Internet to satisfy proxy material delivery requirements.Under current rules, proxy statements and annual reports must be delivered in paper form or, if the shareholder consents, they may be delivered electronically (for example, by e-mail). The electronic delivery option […]
U.S. judge orders temporary asset freeze
Regulator says bank hacked into news release database
Instinet and Inet repeatedly published inaccurate monthly execution reports
U.S. rep helped hedge funds trade mutual funds after hours
Invites co-operation from software industry
Fines collected by SEC taking too long to be distributed
Bayou Funds managers facing civil charges