Firm failed to produce e-mails promptly, SEC says
Roundtable series to build on interactive data pilot program
Regulator working towards elimination of reconciliation of international financial reporting standards with U.S. GAAP
The U.S. Securities and Exchange Commission indicated in a statement today that senior officials at the commission didn’t know that the agency had subpoenaed two journalists’ notes. SEC chairman Christopher Cox issued a statement in response to media reports over the weekend that the agency had “ordered columnists at two Dow Jones publications to provide […]
Case goes back to manipulative accounting by Xerox in 1997-2000
Issuers and auditors to discuss internal control reporting
Revokes the registration of 25 issuers
Fines woman US$15,000
Insurer will pay SEC, New York State over accounting case
Dealer ordered to pay $US100,000 penalty