Omokhodion Oshingbeme sentenced after pleading guilty to fraud
An OSC notice indicates that the proposed settlement will be on a no-contest basis, which means CI would not have to admit to any wrongdoing
Two notices intended to help the industry and investors understand the most recent developments
Ponzi schemes bilked approximately $13 million from investors
Jensen, the OSC’s executive director and chief administrative officer, nominated to succeed Howard Wetston as CEO and chairwoman
Startups will be able to raise capital from ordinary retail investors online without a prospectus, subject to certain conditions, as of Jan. 26
Panel says investors are paying the price of regulatory inaction
Firm failed to prevent day traders based in China from breaching securities laws
Court orders Edward Ozga to pay more than $200,000
Stuart McKinnon, founder of Pro-Financial Management Inc., sought to dismiss allegations against him involving principal-protected notes