Ontario’s provincial regulator aims to achieve “better alignment between the interests of investors and their advisors,” according to its draft statement of priorities
Oliver Folkard, Rupert Folkard and Joseph Goldfinger allegedly defrauded Toronto area investors of approximately $187,000 during the past two years
Participants intending to trade mortgage securities must be registered
A review report of insider reporting from the OSC found “material insider reporting deficiencies” in approximately 70% of issuers
Investment industry and investor advocate groups are praising the launch of new Fact Cards that can be used to educate investors on various topics
Several concerns remain, such as linking payments to monetary sanctions
An order in council was issued on Thursday formally approving Jensen’s appointment; she will serve a two-year term as head of the OSC
The investor compensation represents the largest amount in an Ontario Securities Commission no-contest settlement since the process was introduced
Applications due by Feb. 24
Omokhodion Oshingbeme sentenced after pleading guilty to fraud