The Ontario regulator has released its 2016-2017 statement of priorities
The former accountant with KPMG has agreed to seven-year ban and monetary penalties after admitting to insider trading and tipping
Evgueni Ivonov Todorov has also been charged with unregistered trading, trading with a prospectus and trading while prohibited
Two involved in the scheme received conditional sentences while another two will be sentenced later this summer
The committee is expected to provide input on securities policy and operational developments that affect senior investors
Two men and their companies have been banned over the unregistered sale of shares in Bradon Technologies
Discount brokerage client profited from insider tips from son
Son tipped father ahead of merger deals, OSC alleges
Appeal of OSC decision that found fund managers “committed multiple breaches of their fiduciary obligations” was dismissed
The regulator will host outreach sessions to guide firms through the process of completing the questionnaire