Regulators in Ontario and the U.K. are aiming to ease the path for fintech firms to expand to each other’s markets
The fraud stemmed from allegations that investor funds were misappropriated, among other misdeeds
InvestmentReporting.ca aims to help investors understand the changes mandated as part of CRM2 in their new annual reports
The new members, who replace those whose terms expired this month, join seven other Bay Street lawyers still serving on the SPAC
The TV personality and federal Conservative leadership candidate has not approved his image for ads promoting binary options trading software or platforms
Committee members will serve one-year teams and advise OSC staff on developments in fintech as well as the challenges these startup companies face
A new report on a roundtable discussion notes participants in the session agreed regulators should establish minimum standards for risk assessments
Five of Canada’s provincial securities commissions issued a notice on Thursday warning that some issuers may be abusing shareholders in the way they’re structuring exempt-rights offerings. In particular, the regulators say in the notice that they have concerns with structures that are potentially abusive: “For example, we may have concerns where a rights offering is […]
There are three new members on the OSC’s key securities advisory committee for the 2017-20 term
Vernon Smith, who was sentenced to 15 months in jail last year, will make his first court appearance on Feb. 3 to address the latest allegations