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The IAP’s seven new members are Neil Gross, Malcolm Heins, Paul Bates, Jacqueline Allen, Larry Bates, Patti Best and Harvey Naglie
Applications are due by June 30
Ontario’s main regulator will host a public hearing on the long-running debate over a possible regulatory ban on embedded commissions
A new report from the OSC finds that exempt-market issuance rose by 9% to a total of $72 billion in 2016 following a 40% gain in 2015
Some former company executives will pay administrative penalties and be barred from acting as a director or officer of a public company
Applications are due by July 7
The association expresses support for FSCO’s goals of treating consumers of insurance fairly and enabling innovation through fintech
Decision finds that IIROC did not err in its decision to fine and ban the former portfolio manager for five years
The mutual fund firm will be able to finance educational events that Quebec-based lobby group for advisors, PAFSA, is hosting