The former vice chairwoman will join TD Bank as head of global wealth compliance
The IAP notes such provisions were recently adopted in the U.S.
The OSC’s annual conference will focus mostly on how technology is leading to disruptive change in financial services
The agreement will help the OSC and the FPSC carry out their registration/certification, compliance and enforcement duties
Gerald Soloway, Robert Morton and Martin Reid have also been prohibited from serving as officers or directors for a period of time
Two men convicted of securities law violations lose bid to appeal convictions and penalties
New notice cites importance of establishing special committees of independent directors to protect the interests of minority shareholders
This approach aims to further enhance the regulator's accessibility and transparency
The fraudulent activity included overstating the company’s assets and revenue and violating securities laws, among other misdeeds
The provincial regulator is likely to provide more guidance on mutual fund sales practice rule and seniors