The OSC has now reached no-contest settlements with all of the big banks and several other firms, generating about $342 million in compensation
The three companies in question self-reported inadequacies in their systems that resulted in some clients paying excess fees
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The IAP’s seven new members are Neil Gross, Malcolm Heins, Paul Bates, Jacqueline Allen, Larry Bates, Patti Best and Harvey Naglie
Applications are due by June 30
Ontario’s main regulator will host a public hearing on the long-running debate over a possible regulatory ban on embedded commissions
A new report from the OSC finds that exempt-market issuance rose by 9% to a total of $72 billion in 2016 following a 40% gain in 2015
Some former company executives will pay administrative penalties and be barred from acting as a director or officer of a public company
Applications are due by July 7
The association expresses support for FSCO’s goals of treating consumers of insurance fairly and enabling innovation through fintech