This approach aims to further enhance the regulator's accessibility and transparency
The fraudulent activity included overstating the company’s assets and revenue and violating securities laws, among other misdeeds
The provincial regulator is likely to provide more guidance on mutual fund sales practice rule and seniors
Two Manulife dealer subsidiaries allegedly overcharged clients in fee-based accounts between 2005 and 2016
Electrovaya to enhance disclosure and corporate governance; CEO pays penalty
Helping set up website not a violation of securities laws, Ontario Court rules
A review led by OSC and AMF staff is being conducted this year with a target for mid-2018 for proposed rule amendments and comments
The amendments are intended to ensure the transition to the T+2 settlement cycle takes place on Sept. 5 and is harmonized with the U.S.
The regulator’s final statement of priorities, published on Thursday, also includes a commitment to deal with embedded commissions
Resale of foreign securities would be simplified under CSA and OSC amendments