The OSC survey also finds that many Ontarians are planning to use their homes to help fund their retirements
A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information
Report flags misleading non-GAAP financial measures, social media and cybersecurity as concerns
What regulators will decide to do on this remains unclear — and the discussions held on Monday did little to clarify the issue
The roundtable, which is part of the CSA’s consultation on discontinuing trailing commissions on mutual funds, includes three topics and 13 panellists
An upcoming roundtable will include a panel discussion on the results of the OSC latest review of disclosure concerning women on boards and in executive officer positions
An OSC hearing will consider Earl Marek’s application in November
The committee advises OSC staff on policy initiatives and developments in the investment funds and structured products industry
The unregistered firms are alleged to have sold binary options to Ontario investors
More than 250,000 clients have overpaid on fees