Hanane Bouji’s conduct “is inconsistent with what is expected from an individual seeking to become a UDP,” according to an OSC hearing panel’s decision
Toronto-based Token Founder Inc. will carry out the ICO under existing prospectus exemptions
The two organization agree to share information
The U.S. fixed-income trading firm has agreed to pay almost $1 million for failing to register as an exchange or investment dealer
Pat Chaukos announces permanent status
Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation
Stock exchange operator expected to boost competition
Regulator uses social media platform to set out its approach to fintech and ICOs
An OSC review in 2016 found significant deficiencies with the firm’s compliance systems
2017-19 term members bring a wealth of experience