Regulator uses social media platform to set out its approach to fintech and ICOs
An OSC review in 2016 found significant deficiencies with the firm’s compliance systems
2017-19 term members bring a wealth of experience
The OSC survey also finds that many Ontarians are planning to use their homes to help fund their retirements
A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information
Report flags misleading non-GAAP financial measures, social media and cybersecurity as concerns
What regulators will decide to do on this remains unclear — and the discussions held on Monday did little to clarify the issue
The roundtable, which is part of the CSA’s consultation on discontinuing trailing commissions on mutual funds, includes three topics and 13 panellists
An upcoming roundtable will include a panel discussion on the results of the OSC latest review of disclosure concerning women on boards and in executive officer positions
An OSC hearing will consider Earl Marek’s application in November