Regulators allege compliance deficiencies in the firm’s market data reporting are hampering oversight
CEO expresses commitment to moving forward with key reforms
The SMEC provides the commission with advice on issues affecting smaller companies
Hanane Bouji’s conduct “is inconsistent with what is expected from an individual seeking to become a UDP,” according to an OSC hearing panel’s decision
Toronto-based Token Founder Inc. will carry out the ICO under existing prospectus exemptions
The two organization agree to share information
The U.S. fixed-income trading firm has agreed to pay almost $1 million for failing to register as an exchange or investment dealer
Pat Chaukos announces permanent status
Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation
Stock exchange operator expected to boost competition