The committee serves as a forum to discuss issues and challenges faced by dealers and fund managers
Daniel Reeve was found guilty of defrauding victims of $10 million through several Ponzi schemes
Members will be selected to represent a broad range of relevant experience, skills, knowledge and perspectives
New members include experts in aging and health, investor advocates and industry personnel
Global regulators and industry executives will address opportunities and challenges in capital markets
The proposed changes aim boost trading volume and enhance market quality
Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017
Some registered firms are not establishing an adequate compliance system
Panel expresses concern that DSC products may be sold more aggressively in advance of the prohibition being fully implemented
Panels will examined the CSA’s proposed registration and business conduct regimes