Committee members include Catherine McCall, the newly named head of the Canadian Coalition for Good Governance
OSC’s offer of financial compensation has generated 200 tips resulting in several active investigations
The top reason among investors for buying into cryptoassets was interest in new technologies followed by speculation
Establishing “harm” is no easy task
Mountain worked on proposals to change the mutual fund fee structure and reduce regulatory burden for investment fund issuers for the past two years
Regulator to consider allegations against portfolio and investment manager at July 3 hearing
The case highlights the lack of governance requirements for mutual funds that distribute securities in the exempt market
Fund dealer paid reps 10 bps more in commissions for selling its proprietary RBC Portfolio Solutions funds
The seniors expert advisory committee includes representatives from the legal, medical and academic communities, along with investment industry and seniors advocates
The regulator alleges the fund dealer violated the mutual fund sales practices rule by paying reps higher commissions to sell its proprietary funds