Chairman’s pay stays flat at $715,000
Regulator says independent analyst had undisclosed financial interests in some of the companies that she covered
Wiretaps would be used for gathering evidence of insider trading and tipping
Bank Leumi agrees to pay $500,000
Fraud remains the biggest source of cases against individuals
Exemptions intended to help firms raise capital, while protecting investors
Distribution of Pro-Index Funds to new investors to cease
Four new initiatives intended to strengthen and speed up enforcement
Knowledge First must file report by May 2015
Keith Summers, principal of Tricoastal Capital, facing OSC hearing following JSOT investigation