SMEC chaired by OSC’s Jo-Anne Matear
Hearing to consider sanctions against former rep
IIROC seeking review of sanctions handed down against Lucy Marie Pariak-Lukic
Monica Kowal succeeds Mary Condon
The transaction will likely be positive for unitholders of the Pro-Index Funds, the OSC says
Sanctions in include over $3 million is disgorgement and almost $1 million in penalties
Paul Yoannou was convicted on 15 counts of fraud
The intention is to reduce the reporting burden on some OTC derivatives market participants
The OSC says securities legislation would have to be amended to give it the power to force binding decisions
Information sessions about OBSI’s complaint-handling process will take place in October while sessions focusing on participation fees will take place in November