Roundtable to examine issues uncovered in a regulatory review of over 700 TSX-listed issuers
Ontario’s current system suffers from gaps in investor protection
Bay Street lawyer passed on information to advisors
Paul Camillo DiNardo is serving time in prison for his role in a couple of alleged investment scams
Portfolio Capital, David Rogerson and Amy Hanna-Rogerson were banned permanently and sanctioned for various infractions
Following a settlement earlier this year, Michelle Dunk has been charged with alleged breaches of the Securities Act in a separate case
The IFPAC advises OSC staff on product developments and innovations in the investment funds industry
Vingoe was most recently a partner with Norton Rose Fulbright LLP in New York, focusing on cross-border securities transactions and financial services regulation
Former Chrysler executive and current finance instructor begins two-year term in July
No results from project launched in 2013