Ontario’s current system suffers from gaps in investor protection
Bay Street lawyer passed on information to advisors
Paul Camillo DiNardo is serving time in prison for his role in a couple of alleged investment scams
Portfolio Capital, David Rogerson and Amy Hanna-Rogerson were banned permanently and sanctioned for various infractions
Following a settlement earlier this year, Michelle Dunk has been charged with alleged breaches of the Securities Act in a separate case
The IFPAC advises OSC staff on product developments and innovations in the investment funds industry
Vingoe was most recently a partner with Norton Rose Fulbright LLP in New York, focusing on cross-border securities transactions and financial services regulation
Former Chrysler executive and current finance instructor begins two-year term in July
No results from project launched in 2013
The provincial regulator also wants to explore whether fund prospectuses provide sufficient clarity on different fund classes