Company: New Brunswick Securities Commission

97 results found

Investor loses more than $12,000

  • By: IE Staff
  • November 30, 2012 November 30, 2012
  • 15:20

Canadian Public Accountability Board has applied for recognition as an auditor oversight body

Priest pleaded guilty to nine counts of fraud

Charline Hurley was cease traded by NBSC earlier this year

Cody continued to trade in securities after NBSC issued permanent ban in 2009

Trites was never registered with NBSC to trade in securities

Hong Kong-based MI Capital and Singapore-based One Capital soliciting investors in several provinces

June 15 World Elder Abuse Awareness Day

NBSC seeks cease trade orders against firms in Hong Kong and Singapore

Mallett prohibited from soliciting money for any investment-related activity until 2015