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Company: Investment Dealers Association of Canada

522 results found

IDA proposes overhaul of hearing process

Regulator seeks comment on revised by-law

By: IE Staff
November 7, 2003 November 7, 2003
16:10

IDA fines rep $10,000 for failure to provide information

O'Malley also ordered to pay $4,000 in costs

By: IE Staff
November 4, 2003 November 4, 2003
15:40

IDA fines Wellington West, compliance officer

Supervision of suspended rep deemed inadequate

By: IE Staff
October 31, 2003 October 31, 2003
16:40

Disciplinary histories of brokers now online

IDA launches new information service

By: James Langton
October 23, 2003 October 23, 2003
15:15

CSA approves IDA analyst research standards

Policy 11 now in effect

By: IE Staff
October 23, 2003 October 23, 2003
11:20

Non-retail reps exempt from post-licensing education

New rule in line with IDA Policy 6

By: IE Staff
October 7, 2003 October 7, 2003
10:20

IDA switches to quarterly billing

Move spreads out payments for smaller firms

By: IE Staff
October 3, 2003 October 3, 2003
15:10

IDA dismisses charged against Refco head

Gloutney entitled to the benefit of a doubt

By: IE Staff
September 26, 2003 September 26, 2003
08:40

Debt market activity grows in second quarter

Corporate debt issuance soars 80%

By: IE Staff
September 25, 2003 September 25, 2003
10:40

Cut taxes, raise RRSP limits: IDA

Oliver delivers pre-budget submission

By: James Langton
September 23, 2003 September 23, 2003
14:30