Supreme Court says investor can't add regulator to lawsuit
IDA Wealth Watch
IDA expresses concern over potential liabilities
Cathcart fined $120,000
Bacsalmasi fined $25,000 for failing to supervise
Association unhappy with retroactive nature of proposed rule
Brokerage operating profits up 21% in 2003: IDA
Refunds reflect problems with NRD
The Investment Dealers Association is proposing a rule change that would facilitate straight-through processing for trades between IDA membersThis is to be accomplished by mandating the use of the new broker-to-broker trade matching utility for non-exchange trades and by requiring that for each non-exchange trade, involving CDS-eligible securities, executed between IDA member both firms must […]
Higher taxes will make province less competitive