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Company: Investment Dealers Association of Canada

522 results found

IDA imposes permanent ban on Winnipeg advisor

Hearing panel finds Judt was misappropriating funds

By: IE Staff
June 16, 2005 June 16, 2005
15:37

IDA fines New Brunswick rep $35,000

Dempsey facing one year of close supervision

By: IE Staff
June 16, 2005 June 16, 2005
11:47

IDA imposes lifetime ban on former BMO Nesbitt rep

Deans fined $125,000 for unauthorized trades

By: IE Staff
June 16, 2005 June 16, 2005
09:50

Securities industry profits slip in first quarter: IDA report

Lackluster trading, rising expenses crimp operating profits

By: James Langton
June 9, 2005 June 9, 2005
09:15

IDA chairman defends self-regulation

Porter address Canadian Club in Toronto

By: James Langton
June 6, 2005 June 6, 2005
15:09

Saskatchewan Financial Services Commission will begin examinations

Advisors and deposit agents to be regulated

By: James Langton
June 2, 2005 June 2, 2005
15:27

TK branch manager fined $25,000

IDA finds Corrigan failed to adequately supervise rep

By: IE Staff
May 30, 2005 May 30, 2005
14:40

Ontario court upholds OSC disciplinary powers

Dismisses appeal by Kyle and Derivative Services

By: James Langton
May 26, 2005 May 26, 2005
11:45

IDA imposes lifetime ban on Winnipeg broker

BMO Nesbitt rep fined $100,000 for misappropriating funds

By: IE Staff
May 12, 2005 May 12, 2005
10:10

Ontario’s return to fiscal health will be delayed, says IDA

But association is pleased there are no new taxes in provincial budget

By: IE Staff
May 12, 2005 May 12, 2005
08:20