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Company: Investment Dealers Association of Canada

522 results found

IDA imposes $40,000 fine and two-year ban on B.C. man

Broker compensated clients for the default of Argentina bonds

By: IE Staff
August 5, 2005 August 5, 2005
13:45

Repeated regulatory lacking results in monitor for Union Securities

IDA approves Grant Thornton as monitor

By: IE Staff
July 26, 2005 July 26, 2005
16:49

IDA imposes permanent ban

Edmonton broker fined $50,000 for failing to assist investigation

By: IE Staff
July 25, 2005 July 25, 2005
07:25

IDA issues reminder on fund substitutions

Clients must be notified of switches

By: James Langton
July 20, 2005 July 20, 2005
16:15

IDA proposes new wealth management essentials course

Seeks comment on changes to retail proficiency requirements

By: James Langton
July 18, 2005 July 18, 2005
07:50

IDA aims for a more independent board of directors

By-law amendments would increase the number of public directors

By: James Langton
July 18, 2005 July 18, 2005
07:45

IDA proposes standards of conduct for retail bond market

Decides not to implement mark-up limitations

By: IE Staff
July 15, 2005 July 15, 2005
15:35

IDA revises training guidelines

New subtopics reflect changing industry trends

By: James Langton
July 13, 2005 July 13, 2005
16:10

IDA panel rejects De Long settlement

New hearing planned

By: IE Staff
July 8, 2005 July 8, 2005
13:50

Curb enthusiasm over China, journalist warns

Repression, corruption and other ills will derail superpower ambitions, says editor of Britain’s Spectator

By: James Langton
July 5, 2005 July 5, 2005
16:35