The Investment Dealers Association of Canada is amending the by-law governing its Discretionary Fund to clarify which costs it can cover.In the latest OSC Bulletin, the IDA notes that the IDA has recently focused greater attention on the use of the Discretionary Fund and, “In so doing, we have identified some matters that we believe […]
Regulator alleges improper trading in Florida penny-stock scam
Common equity and income trusts remain most popular financing vehicles in Canada
One summary for searches of rules, bulletins and notices
CEO Gordon fined $150,000 and ordered never to supervise again
Advisor meetings scheduled for August 16
IDA board would be made up of equal numbers of industry and public directors
IDA panels to provide investor restitution
AMF revokes dealer’s registration
Standardized forms have become outdated, IDA says