Organization also elects members to its executive committee
Regulators responding to increased volume of offerings
The Ad Hoc Committee respond to the SIA with suggestions
If not for a certain eager New York state attorney general, the Canadian fund industry might have skated by with a kinder, gentler governance regime. But after an Eliot Spitzer-inspired investigation of market-timing in Canada, the fund industry finds itself facing not only tougher governance requirements but also the promise of more rules.The Ontario Securities […]
Topics cover outsourcing, market timing, and error trades
Efforts underway to identify higher risk jurisdictions