Closing date for submissions is April 30
Three largest CRAs have substantially implemented changes to code
The international umbrella group for securities regulators has published its recommendations for improving oversight of commodity futures markets, the International Organization of Securities Commissions said Thursday.IOSCO’s Techincal Committee, its main policymaking body, published a final report prepared by its Task Force on Commodity Futures Markets, which contains recommendations to improve the supervision of commodity futures […]
The report identifies three areas in which IOSCO is proposing principles to address the issues raised by the growth of DEA
Report that sets principles is sent out for public comment; deadline is May 20
The new members were chosen based on their capital markets and the development of their regulatory systems
The International Forum for Investor Education and the International Organization of Securities Commissions announced that they are holding their second joint investor education conference March 2-3 in Washington, D.C.Speakers from regulators, stock exchanges, and financial firms will discuss starting or improving investor education programs. Confirmed speakers, moderators and panelists include: IFIE chairman services, Steve Joachim; […]
Regulators focus on abusive short selling
SEC to convene meeting of IOSCO Technical Committee
The International Organization of Securities Commissions Emerging Markets Committee announced that it will study the implications of the financial crisis for emerging market countries in an effort to uncover the best ways for these jurisdictions to deal with such events.The group met in Marrakech this week and decided to launch an EMC chairman’s Task Force […]