Co-operative relationships will allow regulators to oversee financial services firms that operate in multiple jurisdictions
Two reports tackle central counterparties, trade repositories
Goal is to enhance investor protection
Periodic reports enhance investor protection
Revised standards due early 2011
Financial crisis has highlighted the critical role disclosure can play
Proposed principals set out methods to mitigate potential conflicts
Proposals tackle due diligence and liquidity risk
Improved transparency and oversight aimed at restoring investor confidence
Quebec’s securities regulator cautioned investors Wednesday about an organization called the International Organization of Securities Commission (IOSC), which is not to be confused with the International Organization of Securities Commissions (IOSCO)).The Autorité des marchés financiers (AMF) says the IOSC website uses as logos and without authorization the shields of U.S. agencies such as the U.S. […]