Notice provides guidance to issuers
The Canadian Securities Administrators members’ latest joint report on enforcement activities shows efforts of securities regulators over the six-month period ended March 31, 2007 resulted in fines totalling more than $3.8 million and, in some cases, prison terms.The report, issued twice a year, summarizes proceedings launched and sanctions issued to businesses and individuals who disregard […]
New policy adds guidance on distributable cash and distributable cash disclosure
Industry group to representatives of from sell-side and buy-side
Disclosure of compensation practices is particularly weak: report
Regulators review audit committee composition and responsibilities
New deadline is July
Changes include revised guidance relating to recommended record-keeping practices
Proposed amendments aim to modify requirements regarding the calculation of NAV to reflect new accounting rules and to clarify or correct certain provisions
Submissions due June 8