Regulators will revise guidelines
Memo outlines architecture for ongoing relationships among regulators and the OmbudServices
Notice provides guidance to issuers
The Canadian Securities Administrators members’ latest joint report on enforcement activities shows efforts of securities regulators over the six-month period ended March 31, 2007 resulted in fines totalling more than $3.8 million and, in some cases, prison terms.The report, issued twice a year, summarizes proceedings launched and sanctions issued to businesses and individuals who disregard […]
New policy adds guidance on distributable cash and distributable cash disclosure
Industry group to representatives of from sell-side and buy-side
Disclosure of compensation practices is particularly weak: report
Regulators review audit committee composition and responsibilities
New deadline is July
Changes include revised guidance relating to recommended record-keeping practices