Quiz participants get chance to win a $750 scholarship
For regulators, as for many organizations, hiring and hanging onto quality employees is a challenge. Indeed, that chore appears to be at the heart of the biggest problem regulators have in carrying out their responsibilities.In mid-January, the Canadian Securities Administrators published a report detailing the outcome of its most recent oversight review of the Investment […]
The Canadian Securities Administrators today announced the implementation of harmonized national take-over bid and issuer bid requirements.The step is intended to provide greater certainty and clarity to this area of securities regulation. At the same time, the CSA has also adopted general guidance for the conduct of take-over and issuer bids.“Take-over and issuer bids are […]
Regulators introduce streamlined review policies for passport jurisdictions and Ontario
Dealers association fulfills its mandate: report
Revised regs provide framework for the use of brokerage commissions
Report intended to raise public awareness of enforcement efforts
Changes streamline annual filing requirements
New rule will come into force in March
Fewer than 100 public companies hold significant amounts of non-bank sponsored ABCP, regulators say