Company: Canadian Securities Administrators

1145 results found

Regulators outline rules for exempt market dealers

CSA summarizes requirements that become effective in September

By: IE Staff
August 9, 2009 August 9, 2009
10:18

Agreement reached on new regime

Registration

By: James Langton
August 6, 2009 August 6, 2009
09:29

Number of continuous disclosure reviews up 28% in 2009

Number of continuous disclosure reviews up 28% in 2009

By: IE Staff
July 26, 2009 July 26, 2009
10:30

IIROC approves amendments to implement the CSA’s registration reform

Changes give members greater flexibility in designing their compliance systems

By: James Langton
July 19, 2009 July 19, 2009
13:00

Positive steps being taken to protect investors in leveraged and inverse ETFs: report

BetaPro report aims to eliminate confusion over leveraged ETFs

By: Megan Harman
July 14, 2009 July 14, 2009
11:30

CSA: Firms will have to be in compliance with IFRS by 2011

Investment counsel and portfolio managers, limited market dealers and exchange contracts dealers are among those who will be required to use IFRS

By: James Langton
July 12, 2009 July 12, 2009
10:19

Canadian securities regulators launch online fee guide

Guide identifies filing fees in all Canadian jurisdictions

By: IE Staff
July 2, 2009 July 2, 2009
10:40

CSA publishes proposed point-of-sale rule for comment

New rule would require dealers to deliver a basic "fund facts" document at, or before, clients buy a new fund

By: James Langton
June 21, 2009 June 21, 2009
11:55

CSA urges Canadians to help prevent financial abuse of seniors

World Elder Abuse Awareness Day

By: IE Staff
June 15, 2009 June 15, 2009
10:35

CSA gives guidance on transition to new registration regime

National Registration Database to be shut down in September

By: James Langton
June 12, 2009 June 12, 2009
10:50