Regulators seek to develop the wealth management business of Chinese banks in Canada
Consultations revealed concerns among market players, regulators
Industry stakeholders saw no benefit in proposed change to ITM rules
Changes would enable shareholders to receive materials electronically
Proposal includes plain language plan summary
The collapse of the ABCP market represented almost $139 million of the total that regulators levied during the year
March 23 event to discuss consultation paper
Protection from investment fraud a shared responsibility
The Canadian Securities Administrators has granted a series of exemptions from registration requirements introduced as part of the registration reform that was implemented last fall.CSA Staff Notice 31-315 notice summarizes the orders, which will take effect on February 26.In the notice, the CSA explains that since the registration reform came into force it has received […]
Schedule details deadlines for marketplaces to meet from now until February 2011