Canadian regulators reviewing electronic trading risks following recent market volatility
The CSA’s proposed rule could weaken firms’ accountability to shareholders even further
Regulators seek to develop the wealth management business of Chinese banks in Canada
Consultations revealed concerns among market players, regulators
Industry stakeholders saw no benefit in proposed change to ITM rules
Changes would enable shareholders to receive materials electronically
Proposal includes plain language plan summary
The collapse of the ABCP market represented almost $139 million of the total that regulators levied during the year
March 23 event to discuss consultation paper
Protection from investment fraud a shared responsibility