Canada may have suffered only a mild version of the financial crisis, but the episode awoke Canadian policy-makers to the dangers of complex products and the threat of systemic risk. The latest result of this awakening is an effort to recast the exempt market and steer small investors clear of such convoluted investments.There has been […]
Leading the Canadian Securities Administrators is no easy task as it faces the possible creation of a national securities regulator
Amendments designed to prevent trade-throughs
ASC CEO replaces Quebec’s St-Gelais
"Dark trading" and other structural issues
A new report proposes rules for “dark” trading, attempting to strike a balance between its advantages and its disadvantages
Proposed rules on executive compensation would bring Canada more in line with new laws in the U.S.
Regulators say they need more time to study the issue
Level of non-compliance `unacceptable’, CSA says
Only orders that meet a minimum size threshold would be exempt from pre-trade transparency requirements