Level of non-compliance `unacceptable’, CSA says
Only orders that meet a minimum size threshold would be exempt from pre-trade transparency requirements
Report finds shortcomings in companies’ disclosure
The key question, however, is whether credit-rating agencies will be exposed to civil liability as a result of the CSA’s changes
Over-the-counter derivatives
Eight provincial regulators sign co-operation agreement with China’s insurance regulator
Measures intended to strengthen Canada’s financial markets and manage specific risks related to over-the-counter derivatives
The Canadian Securities Administrators (CSA) Wednesday published a guide to help reporting issuers meet existing environmental disclosure requirements.CSA Staff Notice 51-333 Environmental Reporting Guidance is intended to assist issuers in assessing which information must be disclosed on material environmental matters, such as risks related to weather patterns or environmental legislation. These disclosure requirements are set […]
Or should regulators intervene more directly to protect investors?
Investors get the message on the importance of research