Goal is to provide greater transparency about significant holdings of securities
CSA urges investors to participate in Check Registration Day on March 26
New CSA and IIROC proposals look to provide greater oversight and intensify surveillance of the OTC market
Regulators say there's good reason why market data fees are high in Canada, but the industry wants action
CSA/IIROC working group does not believe that additional measures are needed
Changes make the process more streamlined and accessible to users
CETFA and IFIC say regulators need to do more research investor concerns to discover whether or not those issues are being addressed by current regulation
The value of disgorgement, restitution and compensation ordered jumps to $120.6 million
The creation of a new registration category has been scrapped. New rules will be put in place to restrict the activities of EMDs
CSA calls on securities industry to participate