Regulator will hold one session for investors, another for advisors, industry groups
Regulators examining IIROC policies and procedures
Competing products won't be subject to the same rules
Canadian Securities Administrators chooses CGI to operate SEDAR, SEDI and NRD
Consultation paper sets out recommendations on registration and regulation of firms trading in derivatives
Report identifies some areas for improvement
Advisors could be called on to justify trailer commissions, explain new performance reporting measures
Regulators finalize a regulatory initiative that’s been 15 years in the making
Public filings will soon be accessible within 15 minutes of the original submission
CSA aims to enhance investor protection by improving the disclosure of investment costs and performance