Consultation paper sets out recommendations on registration and regulation of firms trading in derivatives
Report identifies some areas for improvement
Advisors could be called on to justify trailer commissions, explain new performance reporting measures
Regulators finalize a regulatory initiative that’s been 15 years in the making
Public filings will soon be accessible within 15 minutes of the original submission
CSA aims to enhance investor protection by improving the disclosure of investment costs and performance
Proposals would create a more consistent regulatory framework for comparable investment products
The current system is complicated and requires the search of several databases
Investors encouraged to check the registration of firms and individuals offering investment advice
June panel will feature investors and industry stakeholders