Status reports conclude more work is necessary in both areas
Inconsistent measurements of risk in Fund Facts documents would make comparisons between mutual funds more difficult
The proposed amendments aim to improve compliance and investor protection
Exemption would give venture firms easier access to capital, and investors a cheaper way to acquire additional securities
No new date given for transition to new service provider
Two options from last year’s consultation paper merit further exploration
Topics to be selected from comments submitted
Firms would be required to report when the Canadian Public Accountability Board (CPAB) has imposed significant remedial actions on them
Amendments designed to promote better disclosure of resources other than reserves
New deadline for investment dealers is March 26, 2014