Firms would be required to report when the Canadian Public Accountability Board (CPAB) has imposed significant remedial actions on them
Amendments designed to promote better disclosure of resources other than reserves
New deadline for investment dealers is March 26, 2014
Denial of service and advanced persistent threat attacks have increased in frequency and sophistication
Regulatory guidance will be published in early 2014
The CSA and the OSC have been dealing with two hot-button topics. Their positions are expected to be revealed soon
Paper solicits feedback from issuers, investors and others to address concerns regarding integrity and reliability
Transition to new service provider will take place over the weekend of Oct. 12
One of the arguments from the financial services industry against some of the more radical reforms currently under consideration is that regulators should wait and see whether changes already in the works will solve their concerns. If so, some suggest, more invasive interventions may be unnecessary. For example, at an industry roundtable hosted by the […]
Industry had raised significant concerns about regulatory burden