Notice answers questions regarding new cost and performance reporting and account statement requirements
Regulators propose reforms to the accredited investor and minimum amount exemptions
Regulators using advanced technologies to combat illegal activities
Comprehensive reforms initially sought are not necessary, regulators say
Despite protestations, Bill Rice, chairman of the CSA, is skeptical about the need for major reforms to retail regulation
The regulator’s goal is to enhance overall compliance at firms that don’t belong to a self-regulatory organization
CGI to take over responsibility of hosting SEDAR, SEDI and NRD on Jan. 13
Requirements follow global efforts to improve transparency in OTC derivatives markets
Exempt market dealers and portfolio managers will now be required to use OBSI’s dispute resolution service
Ban on embedded commissions will hurt middle-class Canadians, association says