Comment period closes for proposed CSA risk classification methodology for mutual funds
Companies will be allowed to raise money from their existing shareholders without a prospectus
Check Registration Day is March 19
Notice answers questions regarding new cost and performance reporting and account statement requirements
Regulators propose reforms to the accredited investor and minimum amount exemptions
Regulators using advanced technologies to combat illegal activities
Comprehensive reforms initially sought are not necessary, regulators say
Despite protestations, Bill Rice, chairman of the CSA, is skeptical about the need for major reforms to retail regulation
The regulator’s goal is to enhance overall compliance at firms that don’t belong to a self-regulatory organization
CGI to take over responsibility of hosting SEDAR, SEDI and NRD on Jan. 13