Deadline for new reports on investment cost and portfolio performance remains July 15, 2016
IIROC says its requirements to report fees and performance are generally consistent with the CSA’s CRM2 amendments
The industry association says its proposed modifications are in the best interests of investors
Reforms finalized for fund dealers
Sending retail equity orders to U.S. dealers may not comply with Canadian trading rules
The SRO's performance in its enforcement and business conduct compliance functions is not up to snuff, CSA report reveals
The requirement for pre-sale delivery of disclosure documents to mutual fund investors takes effect on May 30, 2016
The revised requirements aim to promote improved disclosure of resources other than reserves
CSA report flags IIROC’s enforcement and business conduct compliance departments
Amendments aim to create streamlined prospectus exemption for rights offerings