Amendments intended to reduce regulatory burden without compromising investor protection
There is a consensus that the Canadian securities industry will be able to make a smooth transition to T+2 once a date has been set
A proposed 120-day requirement is intended to ensure that boards have enough time to respond to unsolicited take-over bids
The AMF’s Louis Morisset succeeds Bill Rice
Investor advocates unhappy with delay of research results on the impact of fees on fund sales
No registration necessary for employees working in Canada serving U.S. clients
Unregistered binary option platforms target Canadians
OSC report outlines priorities for investment funds and structured products branch
Disclosure often promotes benefits, but fails to outline risks involved
Amendments adopted for AI, MA and short-term debt prospectus exemptions