Edwin Weinstein and Douglas Cumming explained the results of their work in a webinar, but steered clear of suggesting specific regulatory intervention
Authors of report on mutual fund fee and distribution structures respond to many questions about their research
Two notices intended to help the industry and investors understand the most recent developments
New rules harmonized with regimes in Manitoba, Ontario and Quebec
The proposals aim to guard against systemic risk and boost customer protection in derivatives markets
CSA staff notice says this type of financial reporting “may mislead investors” if it’s not accompanied by appropriate disclosure
The firm’s approval as an information processor for corporate debt securities was set to expire on Dec. 31, 2015
The recommendation for both mutual funds and ETFs largely follows the approach that’s already widely in use
Quebec, Newfoundland sign revised agreement
There is great debate about the CSA's plans to improve transparency in the notoriously opaque fixed-income market