Firms cleared by several provinces to operate derivatives trade repositories
A new report highlights common deficiencies and illustrates best practices for corporate issuers
Areas highlighted for attention include investor protection, market fairness, enforcement and technology
Proposals include stronger protection for client assets, clarity for EMD activities and relief from certain CRM2 requirements
Regulators issue consultation paper
A new report details accomplishments under the regulators’ three-year business plan
Electronic delivery is the most efficient method of delivering documents, IIROC says
Fund industry group says CSA should wait until effects of existing reforms are known
Several markets will be considered unprotected for the purposes of the revised order protection rule
Financial planners and advisors who are securities registrants will need to use financial planning principles to deliver investment advice