Groups prepare feedback on CSA proposals
The hearings are slated to take place in Toronto, Halifax, Montreal, Calgary and Vancouver later this year
The modernized rules would introduce investment restrictions, including concentration limits, liquidity requirements, and borrowing restrictions
New guidance on the international dealer exemption aims to sooth concerns raised by Canadian institutional investors
The research will cover activity from 2016 through 2019 and is expected to be completed by 2021
A shorter cycle is expected to mitigate risk in securities clearing and settlement
The comment period on the paper, which was published on April 28, has been extended to Sept. 30; roundtable discussions will take place this autumn
Firms cleared by several provinces to operate derivatives trade repositories
A new report highlights common deficiencies and illustrates best practices for corporate issuers
Areas highlighted for attention include investor protection, market fairness, enforcement and technology