The discussion will focus on examining cybersecurity in the securities industry and possible approaches to dealing with cyberattacks
Although regulators don’t oppose these arrangements, it stresses that dealers and portfolio managers must satisfy their regulatory obligations
Securities regulators have produced a series of videos designed to help demystify certain aspects of the CRM2 reforms for clients
The guidance aims to address the unintended consequences of new requirements that came into effect this past April
However, more work needs to be done as the total percentage of board seats occupied by women is just 12% vs 11% a year ago
Regulators are looking to increase cybersecurity in Canada’s capital markets as cyber threats have evolved and the potential for damage is rising
Groups prepare feedback on CSA proposals
The hearings are slated to take place in Toronto, Halifax, Montreal, Calgary and Vancouver later this year
The modernized rules would introduce investment restrictions, including concentration limits, liquidity requirements, and borrowing restrictions
New guidance on the international dealer exemption aims to sooth concerns raised by Canadian institutional investors