The results of the review of 65 small firms also provides additional guidance for these firms to meet their obligations
Despite alignment on several issues, best interest standard remains a key point of divergence
The transition to a shorter settlement cycle is consistent with the U.S.
The proposal of an explicit ban on binary options doesn’t imply that current offerings of binary options in Canada are legal, the CSA states
The Canadian Public Accountability Board has expressed concern regarding denied access to inspect audit work performed in a foreign jurisdiction
Rights-offering exemption is allowing issuers to raise more capital in a shorter time
The Quebec securities regulator will host a session to discuss the CSA’s consultation paper
The investment industry’s informal approach to information sharing and communication works well, but improvements are needed, CSA report finds
New proposal explores allowing companies to report semi-annually rather than quarterly, and expanding their ability to distribute documents online
Don Murray’s and Maureen Jensen’s terms as vice chairman and chairwoman of the policy co-ordination committee, respectively, were also extended