Dealers and advisors must perform their own due diligence before recommending these products to their clients
Canadian regulators will continue to monitor developments in Europe
Regulators plan to unveil new reporting framework in 2018
Canadian investors are increasingly relying on social media for their information about investing
A new consultation paper aims to weigh the costs and benefits of different approaches to determining director and audit committee member independence
A recent survey of 649 registered firms found that more than half experienced a cybersecurity incident in 2016
CSA says companies must tell investors about risks
Larger companies and certain sectors tend to be doing a better job at finding female corporate directors
Ban supports efforts to protect Canadians from fraud
The review follows the SEC’s disclosure that its EDGAR financial documents filing system was breached in 2016