The effects of financial abuse frequently go well beyond the pocketbook
CSA issues a second request for comment
The new guidance aims to address when an offering of tokens involves an offering of securities
Regulators will propose eliminating redundant disclosure and making greater use of online technology to communicate with investors
IIROC’s role as information processor expanded
New lawsuit and SRO proposals could affect CSA’s decision
An oversight review from CSA notes only two low- and medium-priority issues, which are being addressed
Registration regime aims to protect investors, reduce risk and improve transparency in the OTC derivatives markets
The practice raises concerns regarding conflicts of interests for dealers and corporate governance for companies
A recent review of REITS and REOCs flagged a number of concerns with their disclosure practices