Proposal aims to streamline inter-jurisdictional registration of firms and individuals
Investors should know how advisors are paid
Revised national instrument due by mid-2003
Proposal emphasizes continuous disclosure
Protect capital and maximize its growth
CSA release list of top 5 complaints
Disclosure too general say CSA
Measure would harmonize rules governing trades to employees, officers
Requires management reports of fund performance
Insufficient attention paid to review of performance numbers says CSA