Company: Canadian Securities Administrators

1153 results found

CSA issues clarification on pre-marketing of bought deals

Prospectus exemption does not extend to optioned securities

By: James Langton
April 24, 2006 April 24, 2006
07:10

Regulators solicit proposals for electronic audit system

Decision on TREATS coming in July

By: James Langton
March 17, 2006 March 17, 2006
13:15

Regulators release proposals on harmonized internal control reporting requirements

CSA to expand existing CEO/CFO certification

By: James Langton
March 10, 2006 March 10, 2006
10:30

Regulators seek comment on revised trade matching rule

Changes designed to ensure timely settlement of institutional trades

By: James Langton
March 2, 2006 March 2, 2006
10:45

CSA spells out its mission

New report outlines how Canadian Securities Administrators functions

By: IE Staff
February 17, 2006 February 17, 2006
13:40

Market timing kept regulators busy in 2005

CSA issues report on enforcement activities

By: James Walker
February 2, 2006 February 2, 2006
13:40

CSA provides guidance on mobility exemptions

Exemption triggered when a client relocates

By: James Langton
January 27, 2006 January 27, 2006
16:35

Compliance with audit committee rules lacking

Issuers were unaware of provisions, CSA says

By: James Langton
January 13, 2006 January 13, 2006
17:00

CSA launches new education campaign

Consumer campaign features comic strip characters

By: IE Staff
January 3, 2006 October 31, 2019
14:55

CSA issues update on soft-dollar arrangements

Regulators aiming to publish proposed changes in first quarter of 2006

By: James Langton
December 16, 2005 December 16, 2005
16:20