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Regulation

Rep sanctioned over needless DSC sale

July 12, 2021 James Langton
compliance

Ex-Bridging Finance CEO seeks to upend OSC investigation

July 9, 2021 James Langton

B.C. to launch single regulator for financial sector on Aug. 1

July 9, 2021 James Langton

TheBull sold inside info on the dark web, U.S. authorities allege

July 9, 2021 James Langton
broadcast

Trio traded ahead of a company’s pivot to blockchain, SEC alleges

July 9, 2021 James Langton

FINRA seeks insight on brokers’ crypto dealings

July 9, 2021 James Langton
Pile of cryptocurrency coins
Research and Markets

Cooperation needed for cross-border CBDCs

July 9, 2021 James Langton

OSC levels fraud charges against pot company CEO

July 9, 2021 James Langton

Proposed investor settlement reached in PACE case

July 9, 2021 James Langton

Crypto fraudsman gets U.S. jail time

July 8, 2021 James Langton

OSC settles with offshore CFD platform

July 8, 2021 James Langton

IIROC fines former advisor $150K for excessive trading, client borrowing

July 8, 2021 James Langton
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