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Regulation

Aussies look to follow Canada’s lead on crypto funds

June 30, 2021 James Langton
Pile of cryptocurrency coins

Time to tackle fund industry greenwashing: IOSCO

June 30, 2021 James Langton

FSB consults on post-pandemic reforms

June 30, 2021 James Langton
Businessman standing in front of the panel with financial statistics

Ontario court rejects proposed class action against cannabis company

June 30, 2021 James Langton
Industry

Robinhood to pay US$70 million to settle FINRA accusations

June 30, 2021 The Associated Press
Wells Fargo claws back US$75 million from top execs in sales scandal

SEC names NJ attorney general to head enforcement

June 29, 2021 James Langton
announcement

Compensation available to certain victims of decade-old fraud scheme

June 29, 2021 James Langton

SEC sanctions trading platform for breach

June 29, 2021 James Langton

Fund rep sanctioned for stealing from bank customers

June 29, 2021 James Langton

Former Calgary advisor faces fraud charges

June 28, 2021 James Langton

Bulk of Bridging funds’ loans under review by PwC

June 28, 2021 James Langton
business man using magnifying glass to inspect documents

New Zealand regulators to influencers: #Dontgiveunregisteredfinancialadvice

June 28, 2021 James Langton
social media
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