Regulation

SPACs pose added risks to investors, ESMA warns

July 15, 2021 James Langton

Offshore firms pay $4 million for unregistered CFD trading

July 15, 2021 James Langton

OSC warns firms about recent phishing attacks

July 15, 2021 James Langton

Industry recruited in the fight against senior abuse

July 15, 2021 James Langton
client meeting

Covid-19 gave kickstart to cyber attacks

July 14, 2021 James Langton

FSRA to leave limits on life sector incentives

July 14, 2021 James Langton

Paying cash for enforcement tips is a success: OSC

July 14, 2021 James Langton
whistleblower

Regulators plead for more clarity on crypto rules

July 14, 2021 James Langton
gavel on a laptop

SEC sanctions players in SPAC deal

July 13, 2021 James Langton

Pension giant settles with SEC, New York AG

July 13, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Pandemic exposed cracks in global financial system

July 13, 2021 James Langton

There’s still no such thing as a free lunch, regulators warn

July 13, 2021 James Langton