IDA fines HSBC Securities rep $15,000
Broker failed to disclose personal financial dealing with client
- By: IE Staff
- February 10, 2004 February 10, 2004
- 12:25
Latest news in People
Former Bank of Canada governor dead at age 83
Bouey "consummate governor" says Dodge
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- February 9, 2004 February 9, 2004
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IDA disciplines former Merrill rep for discretionary trading
Brown fined $25,000
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- February 6, 2004 February 6, 2004
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McCaughey to head up CIBC World Markets
Exec retains wealth management responsibilities
- By: IE Staff
- February 5, 2004 February 5, 2004
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IDA fines former TD rep
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- By: IE Staff
- February 5, 2004 February 5, 2004
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OSC alleges illegal insider trading by ex-RBC DS exec, friend
Rankin facing charges
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- February 4, 2004 February 4, 2004
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IDA fines Pacific International rep $30,000
Orders close supervision for Mrakuzic
- By: IE Staff
- February 3, 2004 February 3, 2004
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OSC extends cease-trade order against Valentine
Fourth extension for former Thomson Kernaghan chairman
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- February 3, 2004 February 3, 2004
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BluMont Capital appoints managing directors
Gerginis, Kangas and Wilson
- By: IE Staff
- January 30, 2004 January 30, 2004
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AIC chief donates $10 million to U of T
Lee-Chin gift will fund leadership school
- By: IE Staff
- January 30, 2004 January 30, 2004
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TD names Harlequin CEO to board of directors
Hayes appointed independent director
- By: IE Staff
- January 29, 2004 January 29, 2004
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Vancouver advisor agrees to resign
Canaccord rep to pay $53,500 to BCSC
- By: IE Staff
- January 28, 2004 January 28, 2004
- 13:40
Moody’s pads analyst line-up in Toronto
New analysts to cover forest products, financial institutions
- By: IE Staff
- January 26, 2004 January 26, 2004
- 16:20
CCMA appoints new chairman
O'Mahoney succeeds MacMillan
- By: IE Staff
- January 26, 2004 January 26, 2004
- 15:10
National Bank looking at Douville for next chairman
Berard to step down in March
- By: IE Staff
- January 22, 2004 January 22, 2004
- 14:26
Bank of Canada appoints advisor
Bank of benefit from expertise in securities
- By: IE Staff
- January 16, 2004 January 16, 2004
- 16:10
Lee-Chin sues over bribery allegations
AIC CEO under fire in Trinidad
- By: IE Staff
- January 16, 2004 January 16, 2004
- 08:55
IDA slaps RBC rep with 10-year ban
Montreal broker fined $25,000
- By: IE Staff
- January 14, 2004 January 14, 2004
- 16:15
Standard Life adds three group insurance VPs
Canadian VPs have customer focus
- By: IE Staff
- January 13, 2004 January 13, 2004
- 14:10
McKim appointed CEO of SEAMARK
Marshall to remain chairman
- By: IE Staff
- January 8, 2004 January 8, 2004
- 17:29
Raftus taking on expanded role at First Associates, Rockwater
Fulton steps down to join TD
- By: IE Staff
- January 8, 2004 January 8, 2004
- 10:30
Compliance association elects board members
ACCP forum set for May
- By: IE Staff
- January 6, 2004 January 6, 2004
- 15:10
CIBC World Markets raises nearly $20 million for kids
Miracle Day commissions earmarked for children's charities
- By: IE Staff
- December 16, 2003 December 16, 2003
- 14:20
Paul Martin becomes prime minister
Cabinet receives major makeover
- By: IE Staff
- December 12, 2003 December 12, 2003
- 12:30
Gosselin steps down as BluMont managing director
Will join board of directors
- By: IE Staff
- December 11, 2003 December 11, 2003
- 09:35